GLBA Compliance Services

Partner with the Planet 9 team to meet GLBA compliance requirements.

Compliance with GLBA is complex, but noncompliance is costly

Overcome all the challenges and comply with GLBA with expert leadership.

Expertise deficiency

GLBA compliance requires specialized experience and dedicated resources to be managed effectively, often creating ongoing demands that stretch internal teams and increase operational burden.

Compliance anxiety

Regular updates and overlapping regulations create uncertainty and risk, leaving organizations struggling to keep pace with shifting requirements and increasing anxiety about potential gaps or penalties.

Resources diversion

GLBA compliance efforts often divert organization's teams from their primary responsibilities, causing a shift in focus from daily operations and hindering business growth.

Risk of non-compliance

GLBA non-compliance can result in significant financial penalties, legal repercussions, and reputational damage. Fines can rise up to $100,000 per violation.

Strengthen consumer trust through our GLBA compliance assessment

We turn regulatory complexity into a clear, efficient process so you can focus on business growth.

Conduct a discovery to understand the customers’ organization, business processes, and technologies.
Perform a GLBA compliance review to identify safeguards in place and compliance gaps.
Perform a risk assessment to identify risks to financial data.
Develop a roadmap for addressing the identified compliance gaps and risks.
Assist the client in executing the roadmap.

GLBA compliance is a must for financial organizations and higher-education institutions

Why Planet 9

Experienced teamLeverage the experience of seasoned security and compliance professionals who provide top-quality services.

Trusted partnerGet a trusted partner in your ISO 27001 certification journey from establishing the scope to developing and executing the entire compliance roadmap.

Tailored approachNo one-size-fits-all checklists. Work with a team that understands your unique structure, business processes, risk tolerance, and resources.

Schedule your GLBA compliance assessment

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FAQs

What is GLBA compliance?

GLBA compliance means meeting the requirements of the Gramm-Leach-Bliley Act, a U.S. law designed to protect the privacy and security of consumers’ financial information. It applies to financial institutions and certain other organizations that handle sensitive customer data. Compliance involves implementing safeguards, managing third-party risks, and providing privacy notices to customers. The goal is to prevent data breaches, fraud, and misuse of personal financial data.

What are the main requirements of the GLBA Safeguards Rule?

The GLBA Safeguards Rule requires financial institutions to develop, implement, and maintain a comprehensive written information security program to protect customer data. This program must include administrative, technical, and physical safeguards to ensure the security, confidentiality, and integrity of sensitive customer information and prevent unauthorized access or use.

Is there a GLBA compliance certification?

There is no official GLBA certification provided by a regulatory authority. Instead, organizations demonstrate compliance through internal reviews or independent audits. Many choose to work with third-party firms that perform GLBA risk assessments, gap analyses, and security program evaluations to confirm they meet the requirements.

GLBA compliance in higher education necessary?

Yes, GLBA does apply to higher education institutions, including those receiving federal financial aid under Title IV. This means colleges and universities must protect the security and confidentiality of that data and comply with the FTC’s Safeguards Rule.